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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-21 |
| IN | RA | APPROVED | 2022-03-03 |
Branch Locations
1505 West Dupont Rd Ste C, Fort Wayne, IN 46825 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial | Fort Wayne | IN | 06/2007 | 11/2016 |
| Investment Centers Of America | Fort Wayne | IN | 11/2016 | 11/2017 |
| Lpl Financial Llc | Fort Wayne | IN | 11/2017 | Present |
1. 07/27/2022 - Grabill Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/08/2022 - 1 Hours Per Month/1 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-16 |
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