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Current Employers
Bahl & Gaynor Llc

255 East Fifth Street Suite 2700, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-03-01
IL RA APPROVED 2024-02-28
WI RA APPROVED 2024-02-28
  • MN RA
    APPROVED
    Since 2024-03-01
  • IL RA
    APPROVED
    Since 2024-02-28
  • WI RA
    APPROVED
    Since 2024-02-28

Branch Locations

Elmhurst, IL • United States

255 East Fifth Street Suite 2700, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Asset Management, Inc Monument CO 10/2009 06/2023
Bg Is, Llc Elmhurst IL 07/2023 Present
Quasar Distributors, Llc Elmhurst IL 10/2023 Present
  • 10/2009 → 06/2023
    Monument, CO
  • 07/2023 → Present
    Bg Is, Llc
    Elmhurst, IL
  • 10/2023 → Present
    Quasar Distributors, Llc
    Elmhurst, IL
Previous Registrations
Other Businesses

1). Registered Representative with Quasar Distributors, LLC which is not affiliated with Bahl & Gaynor, Inc., or its affiliates.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-24
  • S66 Uniform Combined State Law Examination
    2003-04-24
Other Names
  • Andrew Raia
  • Andy Raia

View on SEC IAPD

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