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111 Congressional Blvd., Suite 100, Carmel, IN 46032 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-31 |
| IN | RA | APPROVED | 2017-12-07 |
Branch Locations
111 Congressional Blvd., Suite 100, Carmel, IN 46032 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2012-06-04 |
Branch Locations
111 Congressional Blvd. Suite 100, Carmel, IN 46032 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2012-06-01 |
Branch Locations
111 Congressional Blvd. Suite 100, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Analysts Incorporated | Radnor | PA | 01/2004 | Present |
| Lincoln Investment | Indianapolis | IN | 06/2012 | Present |
| Shepherd Financial Investment Advisory Llc | Carmel | IN | 12/2017 | Present |
SHEPHERD FINANCIAL INVESTMENT ADVISORY, LLC POSITION: IAR NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2017 ADDRESS: 111 Congressional Boulevard, Suite 100, Carmel IN 46032, United States DESCRIPTION: Act as IAR to retirement plan clientsand individual wealth management clients. SHEPHERD FINANCIAL, LLC - INSURANCE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2015 ADDRESS: 111 Congressional Boulevard, Suite 100, Carmel IN 46032, United States DESCRIPTION: Sales and service of insurance products SHEPHERD FINANCIAL, LLC POSITION: Founding Parter, Chief Executive Officer NATURE: Retirement Plan Consulting & Individual Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 01/01/2015 ADDRESS: 111 Congressional Boulevard, Suite 100, Carmel IN 46032, United States DESCRIPTION: Responsible for day-to-day operations,new business development, and client service to retirement plan and individual wealth management clients. SHEPHERD FINANCIAL HOLDINGS, LLC POSITION: Member NATURE: Holding Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/09/2017 ADDRESS: 111 Congressional Boulevard, Suite 100 IN 46032, United States DESCRIPTION: Holding company for Shepherd Financial, LLC and Shepherd Financial Investment Advisory. Involved in the day-to-day operations and decision making processes for Shepherd Financial and Shepherd Financial Investment Advisory
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-21 |
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