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Richard Gordon Faux

Trieste Capital LLC

Brookville, NY

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Current Employers
Trieste Capital Llc

Brookville, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-31
  • NY RA
    APPROVED
    Since 2021-08-31

Branch Locations

Brookville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trieste Capital, Llc (Pka Invescore Global Asset Management) New York NY 01/2010 Present
  • 01/2010 → Present
    Trieste Capital, Llc (Pka Invescore Global Asset Management)
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-17
S63 Uniform Securities Agent State Law Examination 2002-12-18
  • S65 Uniform Investment Adviser Law Examination
    2008-12-17
  • S63 Uniform Securities Agent State Law Examination
    2002-12-18
Designations
Other Names
  • Richard Gordon Faux

View on SEC IAPD

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