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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-01-18 |
Branch Locations
201 Main Street Suite 605, Lafayette, IN 47901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Swansea | IL | 08/2022 | 01/2024 |
| Paul Kim,, David Kim D/B/A Cityview Apts | Lafayette | IN | 01/2010 | 12/2016 |
| Primary Caregiver | Lafayette | IN | 01/2017 | 08/2020 |
| Unemployed | Lafayette | IN | 09/2020 | 07/2022 |
| The Prudential Insurance Company Of America | Swansea | IL | 11/2022 | 01/2024 |
| Raymond James & Associates, Inc | Lafayette | IN | 01/2024 | Present |
(1)Name of Business: The Ballistics Address: 9075 Lantern Ln, Lafayette, IN, 47909, United States Activity Type: Other Position/Title: Musician Investment Related: No Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: lead guitarist in a music group (band).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-04 |
| S65 | Uniform Investment Adviser Law Examination | 2007-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-21 |
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