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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2005-01-04
  • FL RA
    APPROVED
    Since 2005-01-04

Branch Locations

396 Alhambra Cir 8Th Fl, Coral Gables, FL 33134 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Miami FL 06/2002 Present
Wells Fargo Advisors Llc Miami FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 Present
  • 06/2002 → Present
    Wachovia Bank, N.A.
    Miami, FL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Miami, FL
  • 11/2016 → Present
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-22
S63 Uniform Securities Agent State Law Examination 2003-02-10
  • S66 Uniform Combined State Law Examination
    2004-11-22
  • S63 Uniform Securities Agent State Law Examination
    2003-02-10
Other Names
  • Magaly Gomez
  • Magaly Pino
  • Magaly Alcedo
  • Magaly Deguevara

View on SEC IAPD

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