Joseph R Boskus

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2006-08-28
AR	RA	APPROVED	2006-07-31

TX RA
APPROVED

Since 2006-08-28
AR RA
APPROVED

Since 2006-07-31

Branch Locations

5001 W Founders Way, Rogers, AR 72758 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Rogers	AR	07/2006	Present
Bank Of America, N.A.	Rogers	AR	07/2011	Present

07/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rogers, AR
07/2011 → Present

Bank Of America, N.A.

Rogers, AR

Previous Registrations

2000-04-04 → 2006-08-01

Morgan Stanley Dw Inc.

Rogers, AR

Fayetteville, AR

Fayetteville, AR

Other Businesses

I*71134 FOR-PROFIT ORGANIZATION - SILVER LAKE PARTNERS LLC, ROGERS, ARKANSAS 72758 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 1, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 01/01/14, POSITION - LIMITED PARTNER; THIS ENTITY WAS CREATED WITH THE INTENT OF IDENTIFYING, BUYING AND IMPROVING VARIOUS COMMERCIAL AND/OR RESIDENTIAL REAL ESTATE PROPERTIES. I*26947FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BOSKUS INVESTMENT GROUP, LLC.INVESTMENT RELATED: YADDRESS OF BUSINESS:ROGERS, ARKANSAS 72758NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 0001-01-01NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: PRESIDENT I*1551263For profit or not for profit: Name of outside business organization: Boskus Family Irrv. TrustInvestment related: NAddress of business: Rogers, Arkansas, 72758, United StatesNature of business: Position, title, association: Trustee, Start date of relationship: 10/25/2023Number of hours devoted: 1 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , General Notes: No cnoflict with policy. Given compensation will be received for this fiduciary role, AIM Compliance review will be required. Settling Fathers Trust. R has passed away so the trust is now Irrevocable. I*3961287, Entity Type: , Name of OBA: M B, Roth , Address: Rogers, Arkansas, 72758, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 03/06/2026, No Hours: 3 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-02-25

S66 Uniform Combined State Law Examination

2000-02-25

Other Names

Joseph Richard Boskus

View on SEC IAPD