Charles Devilleneuve Allain

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-01-14
LA	RA	APPROVED	2012-02-24

TX RA
APPROVED

Since 2014-01-14
LA RA
APPROVED

Since 2012-02-24

Branch Locations

Lafayette, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	New Iberia	LA	12/2011	Present

12/2011 → Present

Lpl Financial, Llc

New Iberia, LA

Previous Registrations

2006-12-04 → 2011-12-13

Morgan Keegan & Company, Llc

Lafayette, LA

Lafayette, LA

New Iberia, LA

Lafayette, LA

Lafayette, LA

Other Businesses

1. 12/12/2011: REAL ESTATE RENTAL - CONSIDERING ADDING A RENTAL PROPERTY ON OUR HOME PROPERTY AND RENTING IT OUT TO COLLEGE STUDENTS. ADDRESS IS 426 PLANTERS ROW, LAFAYETTE, LA. - TIME SPENT 25%. 2. 6/27/2012: ACT IN A FIDUCIARY CAPACITY - SUCCESSOR TRUSTEE, COULD POTENTIALLY BE ACTING AS TRUSTEE FOR MY SISTER ELLY ALLAIN WHEN MY MOTHER LORAINE L ALLAIN PASSES AWAY. - TIME SPENT 1%.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-04-22
S63	Uniform Securities Agent State Law Examination	2000-05-30

S66 Uniform Combined State Law Examination

2016-04-22
S63 Uniform Securities Agent State Law Examination

2000-05-30

Other Names

Charles Devilleneuve Allain
Cholly Devilleneuve Allain

View on SEC IAPD