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Carolyn Olene Porras

Charles Schwab & Co., Inc.

Tulsa, OK

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2020-04-10
  • OK RA
    APPROVED
    Since 2020-04-10

Branch Locations

2005 East 21St Street Suite 100, Tulsa, OK 74104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Bartlesville OK 12/2010 11/2016
Wells Fargo Clearing Services, Llc Bartlesville OK 11/2016 11/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Norman OK 12/2018 03/2020
Bank Of America, N.A. Norman OK 12/2018 03/2020
Charles Schwab Bank Oklahoma City OK 03/2020 Present
Charles Schwab & Co., Inc. Oklahoma City OK 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-23
S63 Uniform Securities Agent State Law Examination 2003-01-16
  • S66 Uniform Combined State Law Examination
    2012-04-23
  • S63 Uniform Securities Agent State Law Examination
    2003-01-16
Designations
Other Names
  • Carolyn Olene Haan
  • Carolyn Olene Glass
  • Carolyn Olene York
  • Carolyn York
  • Carolyn Haan

View on SEC IAPD

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KQ WEALTH MANAGEMENT LLC

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AIMEE NICOLE BOYER
ROBERT WILIAM MOORE
JOEL BERNARD KANTOR
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Anthony Charles Dionisio

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Tulsa, OK
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC · TULSA, OK
PINNACLE INVESTMENT ADVISORS · TULSA, OK
NATIVE AMERICAN FUND ADVISORS LLC · TULSA, OK
AMERITAS ADVISORY SERVICES, LLC · TULSA, OK
ARVEST WEALTH MANAGEMENT · Tulsa, OK
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. · TULSA, OK
KQ WEALTH MANAGEMENT LLC · TULSA, OK

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