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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-29 |
| MA | RA | APPROVED | 2006-04-03 |
Branch Locations
150A Andover St. Suite 7B, Danvers, MA 01923 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | Waltham | MA | 10/2002 | Present |
| Ritchie Financial, Llc | Waltham | MA | 04/2007 | 01/2017 |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 150A Andover St. Suite 7B, Danvers, MA 01923; Start Date 01/2017; Role/Title: Independent Contractor; Investment Related; 3 hours per month; 3 hours per month during securities trading hours] [The Real Team Awesome, LLC; The sole purpose of this LLC is to facilitate the payment of shared expenses.; 150A Andover Street, Suite 7b, Danvers, MA 01940; Start Date 01/2024; Role/Title: Owner; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours][TRTA Realty, LLC; Agent Ron Cooper and me created the LLC to own the office we are purchasing out of which we Run our business.; 150A Andover Street, Suite 7A, Danvers MA 01923; Start Date 09/2024; Role/Title: Member; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-01 |
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