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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-29
MA RA APPROVED 2006-04-03
  • TX RA
    APPROVED_RES
    Since 2017-11-29
  • MA RA
    APPROVED
    Since 2006-04-03

Branch Locations

150A Andover St. Suite 7B, Danvers, MA 01923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co. Waltham MA 10/2002 Present
Ritchie Financial, Llc Waltham MA 04/2007 01/2017
  • 10/2002 → Present
    New York Life Insurance Co.
    Waltham, MA
  • 04/2007 → 01/2017
    Ritchie Financial, Llc
    Waltham, MA
Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 150A Andover St. Suite 7B, Danvers, MA 01923; Start Date 01/2017; Role/Title: Independent Contractor; Investment Related; 3 hours per month; 3 hours per month during securities trading hours] [The Real Team Awesome, LLC; The sole purpose of this LLC is to facilitate the payment of shared expenses.; 150A Andover Street, Suite 7b, Danvers, MA 01940; Start Date 01/2024; Role/Title: Owner; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours][TRTA Realty, LLC; Agent Ron Cooper and me created the LLC to own the office we are purchasing out of which we Run our business.; 150A Andover Street, Suite 7A, Danvers MA 01923; Start Date 09/2024; Role/Title: Member; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-22
S63 Uniform Securities Agent State Law Examination 2003-05-01
  • S65 Uniform Investment Adviser Law Examination
    2005-12-22
  • S63 Uniform Securities Agent State Law Examination
    2003-05-01

View on SEC IAPD

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