Jerry Au

Current Employers

Employment History

• 06/2002 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 08/2009 → Present
  Bank Of America, N.A.
  Los Angeles, CA

Other Businesses

I*83741 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE JERRY AND ANH AU 2014 TRUST INVESTMENT RELATED: N ADDRESS OF BUSINESS: ARCADIA, CALIFORNIA 91006 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/3/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I OWN A RENTAL HOUSE I*954346, Name of OBA: Rental Property 1 Address: Manhattan Beach, CA Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 8/12/2022 No Hours: 1 Yearly No Hours during trading: 0 Duties: I*955298, Name of OBA: Rental Property 2 Address: San Francisco, CA Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 9/1/2022 No Hours: 1 Yearly No Hours during trading: 0 Duties: I*955299, Name of OBA: Rental Property Address: Arcadia, CA Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 8/12/2022 No Hours: 1 Yearly No Hours during trading: No Duties: "955297", Name of OBA: (address) HOA Address: San Francisco, California, Investment Related: Y, Position, Title: ["Treasurer"], Employee Start Date: 8/19/2022, No Hours: 0, Monthly No Hours: during trading: 0 Duties: Homeowners Association for a Condo I purchased. I will act in Treasurer capacity which involves collecting HOA dues and paying bills on behalf of the HOA. The HOA has no investments, just a checking account.

Exams

• S66 Uniform Combined State Law Examination
  2003-01-20