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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-06
MN RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2024-05-06
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

4719 Park Nicollet Ave Se Ste 100, Prior Lake, MN 55372 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Other Businesses

1. INSURANCE (LTC, FIXED, HEALTH, DISABILITY) THROUGH ADVISORNET FINANCIAL; 2. NAME OF OTHER BUSINESS: NEW MARKET BANK / DBA -MARKET FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: BANK, POSITION/TITLE/RELATIONSHIP: N/A, START DATE: 12/18/2012, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: N/A; 3. NAME OF OTHER BUSINESS: MINNESOTA VALLEY ELECTRIC COOPERATIVE ; INVESTMENT RELATED: NO; ADDRESS: 125 ELECTRIC DRIVE JORDAN, MN 55352; NATURE OF BUSINESS: ELECTRIC COOPERATIVE; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: BOARD PRESIDENT; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PRESIDE OVER BOARD MEETINGS, MEET WITH THE CEO MONTHLY TO GO OVER BOARD AGENDA;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-02-18
  • S63 Uniform Securities Agent State Law Examination
    2003-02-18
Other Names
  • Deborah Lynn Van Buren
  • Deb Erickson

View on SEC IAPD

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