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Jacob Mansfield Millican

9M Investments, LLC

Grapevine, TX

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Current Employers
9M Investments, Llc

Grapevine, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-23
  • TX RA
    APPROVED
    Since 2017-08-23

Branch Locations

Grapevine, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tag Employer Services Arlington TX 04/2016 03/2017
9M Investments, Llc Grapevine TX 04/2017 Present
  • 04/2016 → 03/2017
    Tag Employer Services
    Arlington, TX
  • 04/2017 → Present
    9M Investments, Llc
    Grapevine, TX
Previous Registrations
  • 2007-06-20 → 2009-07-07
    Principal Securities, Inc.
    Indianapolis, IN
  • 2006-02-13 → 2006-12-31
    Investors Capital Corp.
    Tulsa, OK
    Addison, TX
    Lynnfield, MA
    Addison, TX
    Lynnfield, MA
  • 2003-01-22 → 2005-08-10
    Equitable Advisors, Llc
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-03
S63 Uniform Securities Agent State Law Examination 2010-06-08
S66 Uniform Combined State Law Examination 2002-12-31
  • S65 Uniform Investment Adviser Law Examination
    2017-07-03
  • S63 Uniform Securities Agent State Law Examination
    2010-06-08
  • S66 Uniform Combined State Law Examination
    2002-12-31

View on SEC IAPD

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