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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-08-29
NC RA APPROVED 2025-08-29
  • MD RA
    APPROVED
    Since 2025-08-29
  • NC RA
    APPROVED
    Since 2025-08-29

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Charlotte NC 08/2013 08/2017
Gwfs Equities, Inc. Greenwood Village CO 12/2017 11/2024
Unemployed Charlotte NC 08/2017 12/2017
T. Rowe Price Owings Mills MD 04/2025 07/2026
Unemployed Charlotte NC 11/2024 04/2025
T Rowe Price Owings Mills MD 07/2026 Present
  • 08/2013 → 08/2017
    Bb&T
    Charlotte, NC
  • 12/2017 → 11/2024
    Gwfs Equities, Inc.
    Greenwood Village, CO
  • 08/2017 → 12/2017
    Unemployed
    Charlotte, NC
  • 04/2025 → 07/2026
    T. Rowe Price
    Owings Mills, MD
  • 11/2024 → 04/2025
    Unemployed
    Charlotte, NC
  • 07/2026 → Present
    T Rowe Price
    Owings Mills, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-28
S63 Uniform Securities Agent State Law Examination 2018-02-13
  • S65 Uniform Investment Adviser Law Examination
    2025-08-28
  • S63 Uniform Securities Agent State Law Examination
    2018-02-13
Other Names
  • Constance Letitia Kennedy

View on SEC IAPD

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