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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Fort Worth | TX | 12/2006 | 12/2022 |
| Charles Schwab And Co., Inc. | Fort Worth | TX | 12/2022 | Present |
Name of Outside Business:self; Investment Related:Yes; Address of Outside Business:Haslet, TX; Nature of Outside Business:Rental Property; Position:Owner; Start Date:12/21/2012; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Find Tenants, Upkeep property, Collect Rent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-25 |
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