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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-06
WA RA APPROVED 2019-06-06
  • TX RA
    APPROVED
    Since 2019-06-06
  • WA RA
    APPROVED
    Since 2019-06-06

Branch Locations

Vancouver, WA • United States

4200 Nw Fruit Valley Road, Vancouver, WA 98660 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

6424 E. Greenway Pkwy, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Metal Works Vancouver WA 04/2013 03/2017
Beacon Pacific Vancouver WA 12/2006 03/2017
Foresters Financial Services Phoenix AZ 09/2010 06/2019
Parthenon Properties, Llc Phoenix AZ 04/2013 Present
Lepitsa 1 Llc Phoenix AZ 04/2013 Present
Foresters Advisory Services Phoenix AZ 12/2014 06/2019
Atlas Investments, Llc Vancouver WA 05/2018 08/2021
Kestra Investment Services, Llc. Vancouver WA 06/2019 Present
Kestra Advisory Services, Llc. Vancouver WA 06/2019 Present
  • 04/2013 → 03/2017
    Columbia Metal Works
    Vancouver, WA
  • 12/2006 → 03/2017
    Beacon Pacific
    Vancouver, WA
  • 09/2010 → 06/2019
    Foresters Financial Services
    Phoenix, AZ
  • 04/2013 → Present
    Parthenon Properties, Llc
    Phoenix, AZ
  • 04/2013 → Present
    Lepitsa 1 Llc
    Phoenix, AZ
  • 12/2014 → 06/2019
    Foresters Advisory Services
    Phoenix, AZ
  • 05/2018 → 08/2021
    Atlas Investments, Llc
    Vancouver, WA
  • 06/2019 → Present
    Kestra Investment Services, Llc.
    Vancouver, WA
  • 06/2019 → Present
    Vancouver, WA
Previous Registrations
  • 2015-01-13 → 2019-06-06
    Foresters Advisory Services, Llc
    Phoenix, AZ
Other Businesses

Business Name: LEPITSA 1, LLC Investment Related: No Address: 7011 NE 217th Ave. Vancouver WA 98660 Nature of Business: Real Estate Position, Title or Relationship: Landlord Start Date: 11/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Landlord Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, building 2, suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 6/7/2019 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 61% - 70% (85 - 98 hours) Duties: I have a fiduciary responsibility to proved the best possible resources and services for my clients Business Name: Parthenon Wealth Advisors Investment Related: Yes Address: 4200 NW Fruit Valley Road Vancouver WA 98660 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: My position is a Registered Representative/Investment Advisor Rep Start Date: 6/7/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: My duties are to find solutions to people???s financial problems to help them reach their financial goals, and to protect their families and their wealth from unexpected untimely events, market changes, and educate them on important financial decisions like their pensions and social security. Business Name: SPARTINA WEALTH MANAGEMENT POSITION: President, Owner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/02/2023 ADDRESS: 4200 NW Fruit Valley Road, Suite A-100, Vancouver WA 98660 DESCRIPTION: Manage portfolios and give financial advice to clients and prospects to help build my business, using mutual funds, stocks, annuities and life insurance. Help clients reach their long term financial goals. Business Name: KILADA, LLC POSI: Member NOB: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/11/2024 ADDRESS: 11512 NW 43rd Ct, Vancouver WA 98685 DESC: I don't necessarily have any duties or obligations, other than to report any income for tax purposes. My parent's estate attorney and tax advisor suggested this route for estate planning purposes, and so my brother and myself also became Members of the LLC's.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-13
S63 Uniform Securities Agent State Law Examination 2003-09-03
  • S65 Uniform Investment Adviser Law Examination
    2014-12-13
  • S63 Uniform Securities Agent State Law Examination
    2003-09-03
Other Names
  • Konstantina Fassilis
  • Dina G Fassilis
  • Dina Castro
  • Konstantina G Castro

View on SEC IAPD

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