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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2013-07-19
VA RA APPROVED 2009-02-06
  • NC RA
    APPROVED
    Since 2013-07-19
  • VA RA
    APPROVED
    Since 2009-02-06

Branch Locations

135 Stewart Dr, Franklin, VA 23851-2450 • United States

Littleton, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Norfolk VA 01/2009 Present
Previous Registrations
Other Businesses

(1) 02/11/2013 - DBA ONLY - BRONCO INVESTMENT STRATEGIES - NORFOLK, VA (2) 11/17/2015 * McCulley Wealth Management * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 01/01/2016 * 160 HRS/MO; 8 HRS/MO DURING SECS TRDG HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-31
  • S66 Uniform Combined State Law Examination
    2002-12-31
Designations
Other Names
  • Jim Mcculley
  • James R Mcculley

View on SEC IAPD

Other Firms

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