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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-04-29
  • OH RA
    APPROVED
    Since 2016-04-29

Branch Locations

1422 Euclid Avenue Suite 630, Cleveland, OH 44115 • United States

Lyndhurst, OH • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Cleveland OH 04/2016 Present
Kestra Investment Services, Llc Cleveland OH 10/2006 Present
Previous Registrations
Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Magis Advisory Group, LLC Investment Related: Yes Address: 36711 American Way, Suite 2F Avon OH 44011 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor, Retirement Plan Consultant Start Date: 3/15/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: RR, RIA, Financial planning, sales and management of retirement plan business, Insurance sales and servicing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-25
  • S66 Uniform Combined State Law Examination
    2003-09-25
Other Names
  • Pamela Marie Lucha

View on SEC IAPD

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