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Tiffany Ann Gunsorek

LPl Financial LLC

Clovis, CA

Clovis, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-10-25
TX RA APPROVED_RES 2021-10-25
  • CA RA
    APPROVED
    Since 2021-10-25
  • TX RA
    APPROVED_RES
    Since 2021-10-25

Branch Locations

Clovis, CA • United States

Clovis, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Fresno CA 11/2014 12/2017
Bank Of The West Fresno CA 11/2014 12/2017
Lpl Financial Llc Fresno CA 12/2017 01/2020
Premier Valley Bank Fresno CA 12/2017 01/2020
Td Ameritrade Fresno CA 05/2020 01/2021
Unemployed Clovis CA 02/2020 05/2020
Lpl Financial Llc Clovis CA 06/2021 Present
Unemployed Clovis CA 01/2021 06/2021
  • 11/2014 → 12/2017
    Bancwest Investment Services
    Fresno, CA
  • 11/2014 → 12/2017
    Bank Of The West
    Fresno, CA
  • 12/2017 → 01/2020
    Fresno, CA
  • 12/2017 → 01/2020
    Premier Valley Bank
    Fresno, CA
  • 05/2020 → 01/2021
    Td Ameritrade
    Fresno, CA
  • 02/2020 → 05/2020
    Unemployed
    Clovis, CA
  • 06/2021 → Present
    Clovis, CA
  • 01/2021 → 06/2021
    Unemployed
    Clovis, CA
Previous Registrations
  • 2020-06-02 → 2021-01-11
    Td Ameritrade, Inc.
    Fresno, CA
  • 2020-06-02 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Fresno, CA
  • 2017-12-19 → 2020-02-28
    Stevensille, MT
    Billings, MT
    Fresno, CA
    Bigfork, MT
    Billings, MT
    Bozeman, MT
    Plains, MT
    Plentywood, MT
    Whitehall, MT
    Billings, MT
    Bozeman, MT
    Fresno, CA
    San Diego, CA
    Billings, MT
    Billings, MT
  • 2014-11-18 → 2017-12-13
    Bancwest Investment Services, Inc.
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Bakersfield, CA
    Tehachapi, CA
    Clovis, CA
  • 2007-05-29 → 2014-11-06
    Visalia, CA
    Kingsburg, CA
    Selma, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    New York, NY
    Fresno, CA
    Clovis, CA
    Fresno, CA
  • 2005-02-24 → 2007-05-29
    Citicorp Investment Services
    Kingsburg, CA
    Fresno, CA
  • 2003-07-03 → 2005-02-03
    Fresno, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-01
  • S66 Uniform Combined State Law Examination
    2003-07-01
Other Names
  • Tiffany Ann Estes
  • Tiffany A Estes
  • Tiffany Ann Gunsorek
  • Tiffany A Estes
  • Tiffany Ann Estes
  • Tiffany Ann Gunsdrek
  • Tiffany Gunsorek

View on SEC IAPD

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