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Current Employers
Voya Investment Management Co. Llc

200 Park Avenue, New York, NY 10166 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2021-12-13
ND RA APPROVED 2021-12-06
NM RA APPROVED 2021-12-02
AZ RA APPROVED 2021-12-01
DC RA APPROVED 2021-11-17
GA RA APPROVED 2021-11-17
AK RA APPROVED 2021-11-16
DE RA APPROVED 2021-11-16
IL RA APPROVED 2021-11-16
IN RA APPROVED 2021-11-16
KY RA APPROVED 2021-11-16
LA RA APPROVED 2021-11-16
ME RA APPROVED 2021-11-16
OK RA APPROVED 2021-11-16
RI RA APPROVED 2021-11-16
TX RA APPROVED 2021-11-16
VA RA APPROVED 2021-11-16
  • SD RA
    APPROVED
    Since 2021-12-13
  • ND RA
    APPROVED
    Since 2021-12-06
  • NM RA
    APPROVED
    Since 2021-12-02
  • AZ RA
    APPROVED
    Since 2021-12-01
  • DC RA
    APPROVED
    Since 2021-11-17
  • GA RA
    APPROVED
    Since 2021-11-17
  • AK RA
    APPROVED
    Since 2021-11-16
  • DE RA
    APPROVED
    Since 2021-11-16
  • IL RA
    APPROVED
    Since 2021-11-16
  • IN RA
    APPROVED
    Since 2021-11-16
  • KY RA
    APPROVED
    Since 2021-11-16
  • LA RA
    APPROVED
    Since 2021-11-16
  • ME RA
    APPROVED
    Since 2021-11-16
  • OK RA
    APPROVED
    Since 2021-11-16
  • RI RA
    APPROVED
    Since 2021-11-16
  • TX RA
    APPROVED
    Since 2021-11-16
  • VA RA
    APPROVED
    Since 2021-11-16

Branch Locations

7337 E Doubletree Ranch Rd. Ste 100, Scottsdale, AZ 85258 • United States

200 Park Avenue, New York, NY 10166 • United States

Glendale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Investment Management Scottsdale AZ 05/2014 12/2019
Voya Investments Distributor, Llc Windsor CT 05/2014 12/2019
Voya Investment Management Co. Llc New York NY 05/2014 12/2019
Bancwest Investment Services, Inc. Tempe AZ 05/2020 11/2021
Bank Of The West Tempe AZ 05/2020 11/2021
Unemployed Glendale AZ 01/2020 05/2020
Voya Investment Management Scottsdale AZ 11/2021 Present
Voya Investment Management Co New York NY 11/2021 Present
Voya Investments Distributors, Llc Windsor CT 11/2021 Present
  • 05/2014 → 12/2019
    Voya Investment Management
    Scottsdale, AZ
  • 05/2014 → 12/2019
    Voya Investments Distributor, Llc
    Windsor, CT
  • 05/2014 → 12/2019
    New York, NY
  • 05/2020 → 11/2021
    Bancwest Investment Services, Inc.
    Tempe, AZ
  • 05/2020 → 11/2021
    Bank Of The West
    Tempe, AZ
  • 01/2020 → 05/2020
    Unemployed
    Glendale, AZ
  • 11/2021 → Present
    Voya Investment Management
    Scottsdale, AZ
  • 11/2021 → Present
    Voya Investment Management Co
    New York, NY
  • 11/2021 → Present
    Voya Investments Distributors, Llc
    Windsor, CT
Previous Registrations
  • 2020-05-07 → 2021-11-13
    Bancwest Investment Services, Inc.
    Tempe, AZ
  • 2011-01-11 → 2020-01-06
    New York, NY
    Scottsdale, AZ
  • 2001-08-01 → 2002-12-03
    Morgan Stanley Dw Inc.
    Las Cruces, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-16
  • S66 Uniform Combined State Law Examination
    2009-04-16

View on SEC IAPD

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