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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-02-01
  • MI RA
    APPROVED
    Since 2024-02-01

Branch Locations

4755 Washtenaw Ave, Ann Arbor, MI 48108 • United States

28177 Orchard Lake Rd, Farmington Hills, MI 48334 • United States

1601 Briarwood Cir Ste 100, Ann Arbor, MI 48108 • United States

33390 W 14 Mile Rd, West Bloomfield Twp, MI 48322 • United States

1311 S Latson Rd, Howell, MI 48843 • United States

1290 S Main St, Chelsea, MI 48118 • United States

3650 Plymouth Rd, Ann Arbor, MI 48105 • United States

37655 6 Mile Rd., Livonia, MI 48152 • United States

9332 Lee Rd, Brighton, MI 48116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Flagstar Bank Livonia MI 03/2015 Present
Infinex Investments, Inc. Farmington Hills MI 07/2016 01/2024
Lpl Financial Livonia MI 02/2024 Present
  • 03/2015 → Present
    Flagstar Bank
    Livonia, MI
  • 07/2016 → 01/2024
    Infinex Investments, Inc.
    Farmington Hills, MI
  • 02/2024 → Present
    Lpl Financial
    Livonia, MI
Previous Registrations
  • 2016-07-01 → 2024-02-01
    Farmington, MI
    Northville, MI
    Farmington Hills, MI
    Livonia, MI
    West Bloomfield, MI
    Farmington Hills, MI
    Ann Arbor, MI
    Ann Arbor, MI
    Ann Arbor, MI
    Ann Arbor, MI
    Brighton, MI
    Howell, MI
    Howell, MI
    Chelsea, MI
  • 2015-03-23 → 2016-07-01
    Essex National Securities, Llc
    Livonia, MI
    West Bloomfield, MI
    Northville, MI
    Farmington Hills, MI
  • 2014-08-25 → 2015-03-06
    Redford, MI
    Southfield, MI
    Southfield, MI
    Detroit, MI
    Oak Park, MI
    Detroit, MI
    Bloomfield Hills, MI
    Dearborn, MI
    Columbus, OH
  • 2007-10-30 → 2014-05-06
    Comerica Securities
    Bloomfield Hills, MI
  • 2006-12-13 → 2007-01-31
    Chase Investment Services Corp.
    Comerce Twp, MI
Other Businesses

1) 11/2023 - Flagstar Wealth Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-09
  • S66 Uniform Combined State Law Examination
    2002-12-09
Other Names
  • Andrew Augustine

View on SEC IAPD

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