Esteban Luis Flores

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-06

TX RA
APPROVED

Since 2026-01-06

Branch Locations

Houston, TX • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Foresters Financial	Houston	TX	10/2002	06/2019
Foresters Advisory Services	Houston	TX	03/2017	06/2019
Cetera Investment Services Llc	St Cloud	MN	06/2019	01/2026
Cetera Investment Advisers Llc	Houston	TX	06/2019	01/2026
Lpl Financial, Llc	Houston	TX	01/2026	Present

10/2002 → 06/2019

Foresters Financial

Houston, TX
03/2017 → 06/2019

Foresters Advisory Services

Houston, TX
06/2019 → 01/2026

Cetera Investment Services Llc

St Cloud, MN
06/2019 → 01/2026

Cetera Investment Advisers Llc

Houston, TX
01/2026 → Present

Lpl Financial, Llc

Houston, TX

Previous Registrations

2019-06-19 → 2026-01-05

Cetera Investment Advisers Llc

Houston, TX
2017-03-16 → 2019-06-25

Foresters Advisory Services, Llc

Houston, TX

Other Businesses

1. 11/2025 - Esteban Luis Flores LLC - Business Entity For Tax/Investment Purposes Only - Inv Related - 05 Hour(s)/Month - 00 Hour(s) During Trading - Houston, TX, 77084 - OBA Start Date: 04/26/2019 2. 11/2025 - Flores Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 00 Hour(s)/Month - 00 Hour(s) During Trading - At Reported business location(s) - OBA Start Date:12/8/2025

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-03-02
S63	Uniform Securities Agent State Law Examination	2003-01-07

S66 Uniform Combined State Law Examination

2017-03-02
S63 Uniform Securities Agent State Law Examination

2003-01-07

View on SEC IAPD