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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-07-08
GA RA APPROVED 2003-07-01
  • TX RA
    APPROVED
    Since 2004-07-08
  • GA RA
    APPROVED
    Since 2003-07-01

Branch Locations

3280 Peachtree Rd Ne Ste 300, Atlanta, GA 30305 • United States

Avondale Estates, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Atlanta GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 Present
Previous Registrations
  • 2003-04-02 → 2003-07-01
    Prudential Equity Group, Llc
    Atlanta, GA
Other Businesses

AVONDALE ESTATE SWIM & TENNIS, INV RELATED, AVONDALE ESTATES, GA, TREASURER, START 1/1/2014, 2 HOURS PER MONTH, ZERO DURING TRADING. VERONICA MARGARET KOWALEWSKI; INV RELATED;ATLANTA,GA; POA; POWER OF ATTORNEY; START DATE: 06/30/2026; 1 HRS PER MONTH; - HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-02-13
S63 Uniform Securities Agent State Law Examination 2003-01-29
  • S65 Uniform Investment Adviser Law Examination
    2003-02-13
  • S63 Uniform Securities Agent State Law Examination
    2003-01-29
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Atlanta, GA

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