Best Investors Account Sign in

James Addison Barasa

Cibc Private Wealth Advisors, Inc.

Chicago, IL

Claim This Profile
Current Employers
Cibc Private Wealth Advisors, Inc.

181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-01
OH RA APPROVED 2017-11-05
IL RA APPROVED 2017-11-03
IN RA APPROVED 2017-11-03
KS RA APPROVED 2017-11-03
MN RA APPROVED 2017-11-03
  • FL RA
    APPROVED
    Since 2024-03-01
  • OH RA
    APPROVED
    Since 2017-11-05
  • IL RA
    APPROVED
    Since 2017-11-03
  • IN RA
    APPROVED
    Since 2017-11-03
  • KS RA
    APPROVED
    Since 2017-11-03
  • MN RA
    APPROVED
    Since 2017-11-03

Branch Locations

181 West Madison Street 35Th Floor, Chicago, IL 60602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneva Investment Management Of Chicago, Llc Chicago IL 12/2006 10/2017
Gnv Advisors, Llc Chicago IL 05/2009 10/2017
At Investment Advisors, Inc. Chicago IL 10/2017 10/2017
Cibc Private Wealth Advisors, Inc Chicago IL 11/2017 Present
  • 12/2006 → 10/2017
    Geneva Investment Management Of Chicago, Llc
    Chicago, IL
  • 05/2009 → 10/2017
    Gnv Advisors, Llc
    Chicago, IL
  • 10/2017 → 10/2017
    At Investment Advisors, Inc.
    Chicago, IL
  • 11/2017 → Present
    Cibc Private Wealth Advisors, Inc
    Chicago, IL
Previous Registrations
  • 2009-07-27 → 2017-09-01
    Geneva Advisors, Llc
    Chicago, IL
  • 2002-02-06 → 2006-12-31
    Barasa & Associates, Ltd.
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-11-15
S65 Uniform Investment Adviser Law Examination 2001-05-02
  • S63 Uniform Securities Agent State Law Examination
    2007-11-15
  • S65 Uniform Investment Adviser Law Examination
    2001-05-02
Other Names
  • James Addison Barasa

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor