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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2003-03-11
  • MA RA
    APPROVED
    Since 2003-03-11

Branch Locations

Dennis Port, MA • United States

10 Forbes Road Suite 200, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrigan & Merrigan Braintree MA 06/1995 Present
Commonwealth Financial Network Waltham MA 11/2002 Present
Other Businesses

1. FIXED INSURANCE SALES UNDER NAME EJD INSURANCE AGENCY, INC., CONDUCTED AT BRANCH, INVESTMENT RELATED. 2. CO-OWNER, ATTORNEY, & PARTNER, MERRIGAN & MERRIGAN; LAW PRACTICE, EXIT PLANNING & TAX PREPARATION SERVICES; AS OF 02/01/2003; 65% OF TIME SPENT DURING BUSINESS HOURS; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED. 3. HIGH SCHOOL FOOTBALL REFEREE; NOT INVESTMENT RELATED; NOT CONDUCTED AT BRANCH LOCATION. 4. NOTARY PUBLIC; NOT INVESTMENT RELATED; CONDUCTED AT BRANCH LOCATION. 5. TRUSTEE, A NON-FAMILIAL LIFE INSURANCE TRUST, BASED ON A NON-CLIENT, PERSONAL RELATIONSHIP; AS OF 03/06/2018; APPROXIMATELY 0% TIME SPENT DURING SECURITIES TRADING HOURS PER MONTH; CONDUCTED AT BRANCH LOCATION; NOT INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-30
  • S66 Uniform Combined State Law Examination
    2003-01-30

View on SEC IAPD

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