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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-06-23 |
| PA | RA | APPROVED | 2022-03-04 |
| TX | RA | APPROVED | 2022-03-04 |
Branch Locations
770 Se Indian Street Suite 25, Stuart, FL 34997 • United States
Delray Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Philadelphia | PA | 11/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Philadelphia | PA | 11/2016 | 03/2022 |
| Ameriprise Financial Services Llc | Feasterville | PA | 03/2022 | Present |
Business Ownership; Boris Niko LLC; Owner; Manage Ameriprise Business; 1019 W LONGPORT CIRCLE, #A , DELRAY BEACH, FL, 33444; Investment-Related; 02/02/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Boris Niko LLC; Owner; Manage advisory business; 1019 W LONGPORT CIRCLE, #A , DELRAY BEACH, FL, 33444; Investment-Related; 02/02/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-20 |
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