Steven Randall Summers

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2009-08-21
TX	RA	APPROVED_RES	2009-08-14

FL RA
APPROVED

Since 2009-08-21
TX RA
APPROVED_RES

Since 2009-08-14

Branch Locations

2770 Nw 43Rd Street Suite B, Gainesville, FL 32606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Gainsville	FL	08/2009	Present

08/2009 → Present

Stifel, Nicolaus & Company, Incorporated

Gainsville, FL

Previous Registrations

2003-01-17 → 2009-08-15

Ubs Financial Services Inc.

Gainsville, FL

Gainesville, FL

Other Businesses

1. Self; 7813 SW 9th Place Gainesville FL 32607; Notary Public; 11/28/2012; 1.0 hour per year; during securities trading hours; Not Investment-Related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-01-10

S66 Uniform Combined State Law Examination

2003-01-10

Other Names

Steven Summers
Randy Summers

View on SEC IAPD