Michael Frederick Souza

Current Employers

Koa Wealth Management, Llc

Encinitas, CA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-11-01
CA	RA	APPROVED	2018-06-25

TX RA
APPROVED_RES

Since 2021-11-01
CA RA
APPROVED

Since 2018-06-25

Branch Locations

Encinitas, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co., Incorporated	San Diego	CA	03/2008	06/2018
Koa Wealth Management, Llc	San Diego	CA	06/2018	Present
M. S. Howells & Co.	Carlsbad	CA	06/2018	12/2020
Tytan Wealth, Inc.	San Diego	CA	06/2018	Present

03/2008 → 06/2018

Morgan Stanley & Co., Incorporated

San Diego, CA
06/2018 → Present

Koa Wealth Management, Llc

San Diego, CA
06/2018 → 12/2020

M. S. Howells & Co.

Carlsbad, CA
06/2018 → Present

Tytan Wealth, Inc.

San Diego, CA

Previous Registrations

2009-06-01 → 2018-06-25

Morgan Stanley

San Diego, CA

San Diego, CA

Carlsbad, CA
2008-03-19 → 2009-06-01

Morgan Stanley & Co. Llc

San Diego, CA
2003-01-20 → 2008-04-15

Ubs Financial Services Inc.

La Jolla, CA

La Jolla, CA

Other Businesses

1. TYTAN WEALTH, INC.; INVESTMENT RELATED; PRESIDENT; SERVING AS MANAGING MEMBER OF KOA WEALTH MANAGEMENT, LLC; JUNE 2018; APPROX 5 HRS/MONTH ALL DURING TRADING HOURS; MANAGEMENT OF ENTITY. 2. INDEPENDENT INSURANCE AGENT; INVESTMENT RELATED; SAN DIEGO, CA; INSURANCE SALES; APPROX. 5 HRS/MONTH ALL DURING TRADING HOURS; INSURANCE SALES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-01-17

S66 Uniform Combined State Law Examination

2003-01-17

Other Names

Michael Souza
Michael Frederick Souza
Michael F Souza

View on SEC IAPD