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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-08-21
AL RA APPROVED 2009-08-14
TX RA APPROVED_RES 2009-08-14
  • FL RA
    APPROVED
    Since 2009-08-21
  • AL RA
    APPROVED
    Since 2009-08-14
  • TX RA
    APPROVED_RES
    Since 2009-08-14

Branch Locations

25 West Cedar Street, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Pensacola FL 08/2009 Present
Previous Registrations
Other Businesses

NON FAMILY TRUST;EXECUTOR BENEFICIARY 1. First Tee Gulf Coast/Greater Pensacola Jr Golf Assoc; 3924 West Navy Blvd; Pensacola, FL 32507; Jr Golf and Life Skills organization; Board Member; Advisory regarding various operations; 7/10/23; 1 hr/mo; Not During Securities Trading Hours; Not Investment Related. 2. First Tee Gulf Coast; 3924 West Navy Blvd; Pensacola, FL 32507; Non profit junior golf organization; Chairman of the board; Help oversee board of directors and advocate for organization; 01/01/2026; 10hrs/mth; During securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-17
  • S66 Uniform Combined State Law Examination
    2003-01-17
Other Names
  • Damon Smith
  • Damon William Smith

View on SEC IAPD

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