Daniel Francis Moran

Current Employers

Employment History

• 11/2013 → Present
  Lpl Financial Llc
  Boston, MA
• 11/2013 → Present
  Flagship Harbor Advisors, Llc
  Boston, MA

Previous Registrations

• 2010-05-18 → 2013-11-25
  Ubs Financial Services Inc.
  Boston, MA

Other Businesses

(1) 11/15/2013: Flagship Harbor Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent (2) 11/15/2013: Pinnacle - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - sales of insurance and annuities: Life, Disability, LTC, Fixed Annuities (3) 11/18/2013: Flagship Harbor Advisors LLC - Registered Investment Advisor - DBA: (Hybrid) Flagship Harbor Advisors LLC - Investment Related - At Reported Business Location(s) - 80% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in November, 2013. I expect to spend approximately 80% of the time spent per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2007-11-12
• S63 Uniform Securities Agent State Law Examination
  2002-11-14

Designations