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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-27
  • TX RA
    APPROVED
    Since 2022-01-27

Branch Locations

5925 Kirby Dr, Houston, TX 77005 • United States

111 West Houston Street, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost National Bank San Antonio TX 07/2008 Present
Frost Brokerage Services San Antonio TX 10/2008 Present
Frost Investment Services Houston TX 06/2017 06/2017
  • 07/2008 → Present
    Frost National Bank
    San Antonio, TX
  • 10/2008 → Present
    Frost Brokerage Services
    San Antonio, TX
  • 06/2017 → 06/2017
    Houston, TX
Previous Registrations
  • 2017-06-17 → 2021-12-31
    Houston, TX
  • 2008-02-22 → 2008-10-24
    Austin, TX
    San Diego, CA
  • 2007-08-27 → 2008-07-17
    Uvest Financial Services Group, Inc.
    Cedar Park, TX
    Charlotte, NC
    Cedar Park, TX
  • 2006-07-11 → 2007-06-14
    Chase Investment Services Corp.
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-07
S63 Uniform Securities Agent State Law Examination 2002-12-17
  • S65 Uniform Investment Adviser Law Examination
    2006-07-07
  • S63 Uniform Securities Agent State Law Examination
    2002-12-17
Designations
Other Names
  • Lidiya Fedchishin
  • Lidiya Z Gold

View on SEC IAPD

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