Rene Ryan Farrington

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
TX	RA	APPROVED	2021-04-14
NJ	RA	APPROVED	2020-11-10

NY RA
APPROVED

Since 2021-08-03
TX RA
APPROVED

Since 2021-04-14
NJ RA
APPROVED

Since 2020-11-10

Branch Locations

Mayfield, NY • United States

18 Corporate Woods Blvd Fl 2, Albany, NY 12211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	11/2012	10/2020
Cambridge Investment Research Advisors, Inc	Fairfield	IA	11/2012	10/2020
Lpl Financial, Llc	Albany	NY	11/2020	Present

11/2012 → 10/2020

Cambridge Investment Research, Inc

Fairfield, IA
11/2012 → 10/2020

Cambridge Investment Research Advisors, Inc

Fairfield, IA
11/2020 → Present

Lpl Financial, Llc

Albany, NY

Previous Registrations

2010-02-18 → 2012-11-28

Equitable Advisors, Llc

Malta, NY

Clifton Park, NY

Other Businesses

1. 11/09/2020 - ROSEMONT FINANCIAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ ALBANY, NY 2. 09/27/2021 - No Business Name - Not Investment Related - 212 Apple Blossom Lane, Schoharie, NY 12157 - Other-Rep's Business - Start Date: 08/15/2021 - 10 Hours Per Month/0 Hours During Securities Trading - Orchard owner.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-03-10

S66 Uniform Combined State Law Examination

2003-03-10

Designations

Other Names

Rene Farrington

View on SEC IAPD