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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2018-03-02
  • SC RA
    APPROVED
    Since 2018-03-02

Branch Locations

530 Johnnie Dodds Boulevard, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Charleston SC 01/2011 02/2018
Suntrust Advisory Services Atlanta GA 09/2016 02/2018
Raymond James Financial Services, Inc. Mount Pleasant SC 03/2018 Present
Raymond James Financial Services Advisors Inc. Mount Pleasant SC 03/2018 Present
Pinnacle Financial Partners Mount Pleasant SC 03/2018 Present
Johnsoncole Private Wealth Group Mount Pleasant SC 07/2018 Present
  • 01/2011 → 02/2018
    Suntrust Investment Services, Inc.
    Charleston, SC
  • 09/2016 → 02/2018
    Suntrust Advisory Services
    Atlanta, GA
  • 03/2018 → Present
    Raymond James Financial Services, Inc.
    Mount Pleasant, SC
  • 03/2018 → Present
    Mount Pleasant, SC
  • 03/2018 → Present
    Pinnacle Financial Partners
    Mount Pleasant, SC
  • 07/2018 → Present
    Johnsoncole Private Wealth Group
    Mount Pleasant, SC
Previous Registrations
  • 2016-09-14 → 2018-03-05
    Charleston, SC
    Mt. Pleasant 4070, SC
  • 2011-03-08 → 2016-12-31
    Truist Investment Services, Inc.
    Charleston, SC
    Charleston, SC
    Mount Pleasant, SC
Other Businesses

(1)Name of Business: JohnsonCole Private Wealth Group Address: 530 Johnnie Dodds Blvd, Mount Pleasant, SC, 29464, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/27/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This DBA name is used for marketing purposes only. (2)Name of Business: Pinnacle Asset Management Address: 530 Johnnie Dodds Blvd, Mount Pleasant, SC, 29464, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/02/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment Advisor Associate (3)Name of Business: Pinnacle Financial Partners Address: 530 Johnnie Dodds Blvd, Mount Pleasant, SC, 29464, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 03/02/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Investment Advisor Associate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-03
S63 Uniform Securities Agent State Law Examination 2005-11-10
  • S66 Uniform Combined State Law Examination
    2011-03-03
  • S63 Uniform Securities Agent State Law Examination
    2005-11-10
Other Names
  • Amy Michelle Cooper

View on SEC IAPD

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