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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-11-15
TX RA APPROVED_RES 2009-11-09
  • PA RA
    APPROVED
    Since 2011-11-15
  • TX RA
    APPROVED_RES
    Since 2009-11-09

Branch Locations

5862 Baum Blvd, Pittsburgh, PA 15206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pittsburgh PA 10/2009 Present
  • 10/2009 → Present
    Merrill Lynch
    Pittsburgh, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-14
S63 Uniform Securities Agent State Law Examination 2003-02-03
  • S66 Uniform Combined State Law Examination
    2011-11-14
  • S63 Uniform Securities Agent State Law Examination
    2003-02-03
Other Names
  • Connie Lynn O'BRien
  • Connie Lynn O'BRien

View on SEC IAPD

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