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Judith Mina Mindock

Jmm Financial, LLC

Allentown, PA

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Current Employers
Jmm Financial, Llc

Allentown, PA • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
PA RA APPROVED 2003-11-21
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01
  • PA RA
    APPROVED
    Since 2003-11-21

Branch Locations

Allentown, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jmm Financial, Llc Allentown PA 09/2002 Present
Other Businesses

LONGABERGER INDEPENDENT CONSULTANT -THE BUSINESS IS NOT INVESTMENT RELATED -ADDRESS: 1925 MOLINARO DRIVE ALLENTOWN PA -SELLING BASKETS AND POTTERY THROUGH HOME SHOWS OR CATALOG SHOWS -STARTED DECEMBER 1998 - SPEND ABOUT 3 HOURS PER MONTH (IF THAT) - SPEND 0 HOURS DURING TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-21
  • S65 Uniform Investment Adviser Law Examination
    2003-11-21

View on SEC IAPD

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