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Juan Pablo Duque

Alianza Corp. Investment Advisor

Miami, FL

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Current Employers
Alianza Corp. Investment Advisor

175 Sw 7Th St Suite 1703, Miami, FL 33135 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-12
  • FL RA
    APPROVED
    Since 2026-05-12

Branch Locations

175 Sw 7Th St Suite 1703, Miami, FL 33135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P Morgan Securities Llc Miami Beach FL 08/2013 10/2017
Duquegroup, Llc. Key Biscayne FL 11/2017 02/2026
Alianza Corp Miami FL 04/2026 Present
  • 08/2013 → 10/2017
    J.P Morgan Securities Llc
    Miami Beach, FL
  • 11/2017 → 02/2026
    Duquegroup, Llc.
    Key Biscayne, FL
  • 04/2026 → Present
    Alianza Corp
    Miami, FL
Previous Registrations
  • 2013-08-06 → 2017-08-23
    J.P. Morgan Securities Llc
    Miami Beach, FL
    Miami Beach, FL
    Miami Beach, FL
    Aventura, FL
    Miami Beach, FL
    Miami Gardens, FL
    Miami, FL
    Miami, FL
    Miramar, FL
  • 2011-03-08 → 2012-10-22
    Interbolsa Investment Management Llc
    Miami, FL
  • 2007-05-29 → 2009-04-27
    Citigroup Global Markets Inc.
    Surfside, FL
    Boca Raton, FL
    Miami Beach, FL
  • 2005-08-17 → 2007-05-29
    Citicorp Investment Services
    Miami, FL
    Miami Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-16
S66 Uniform Combined State Law Examination 2005-08-15
S63 Uniform Securities Agent State Law Examination 2003-02-03
  • S65 Uniform Investment Adviser Law Examination
    2026-04-16
  • S66 Uniform Combined State Law Examination
    2005-08-15
  • S63 Uniform Securities Agent State Law Examination
    2003-02-03

View on SEC IAPD

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