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Inactive

Daniel Francis Flanagan

Mariner

Roswell, GA

Overland Park, KS

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-12-10
KS RA APPROVED 2025-11-26
  • GA RA
    APPROVED
    Since 2025-12-10
  • KS RA
    APPROVED
    Since 2025-11-26

Branch Locations

Roswell, GA • United States

5700 W 112Th St Suite 200, Overland Park, KS 66211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Princor Financial Atlanta GA 12/2012 04/2017
Personal Capital Atlanta GA 10/2017 11/2025
Home Maker/Landscaping Part-Time Roswel GA 04/2017 10/2017
Empower Advisory Group, Llc Greenwood Village CO 04/2023 11/2025
Mariner Overland Park KS 11/2025 Present
  • 12/2012 → 04/2017
    Princor Financial
    Atlanta, GA
  • 10/2017 → 11/2025
    Personal Capital
    Atlanta, GA
  • 04/2017 → 10/2017
    Home Maker/Landscaping Part-Time
    Roswel, GA
  • 04/2023 → 11/2025
    Empower Advisory Group, Llc
    Greenwood Village, CO
  • 11/2025 → Present
    Mariner
    Overland Park, KS
Previous Registrations
  • 2023-04-03 → 2025-07-16
    Empower Advisory Group, Llc
    Roswell, GA
    Greenwood Village, CO
    Greenwood Village, CO
  • 2017-10-17 → 2023-04-03
    Personal Capital Advisors Corporation
    Roswell, GA
    Greenwood Village, CO
    Atlanta, GA
  • 2012-12-17 → 2017-04-12
    Principal Securities, Inc.
    Atlanta, GA
    Atlanta, GA
    Des Moines, IA
  • 2009-03-30 → 2012-12-10
    Morgan Keegan & Company, Llc
    Atlanta, GA
  • 2007-04-02 → 2009-03-24
    Morgan Stanley & Co. Llc
    Atlanta, GA
  • 2003-02-12 → 2007-04-02
    Morgan Stanley Dw Inc.
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-24
  • S66 Uniform Combined State Law Examination
    2003-01-24
Other Names
  • Daniel Flanagan
  • Dan Flanagan

View on SEC IAPD

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