Barry Michael Kaufman

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2021-09-20
TX	RA	APPROVED_RES	2017-10-05
IL	RA	APPROVED	2010-03-16

GA RA
APPROVED

Since 2021-09-20
TX RA
APPROVED_RES

Since 2017-10-05
IL RA
APPROVED

Since 2010-03-16

Branch Locations

6285 Barfield Rd Ste 250, Atlanta, GA 30328-4321 • United States

Roswell, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Wheaton	IL	02/2002	03/2020
Ameriprise Financial Services, Llc	Atlanta	GA	03/2020	Present

02/2002 → 03/2020

Ameriprise Financial Services, Inc.

Wheaton, IL
03/2020 → Present

Ameriprise Financial Services, Llc

Atlanta, GA

Other Businesses

Business Ownership; Foodsic LLC; Owner; Music Publication; 6302 Walton Way, , Roswell, GA, 30076; Not Investment-Related; 11/30/2018; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-02-18

S66 Uniform Combined State Law Examination

2003-02-18

Other Names

Barry Michael Kaufman

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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