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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-07-21 |
| TX | RA | APPROVED | 2022-07-21 |
Branch Locations
2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States
Simi Valley, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Los Angeles | CA | 11/2013 | 02/2017 |
| First Republic Investment Management, Inc. | Los Angeles | CA | 02/2017 | 07/2022 |
| First Republic Securities Company, Llc | Los Angeles | CA | 02/2017 | 07/2022 |
| Ubs Financial Services Inc. | Los Angeles | CA | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-25 |
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