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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-03-29 |
Branch Locations
9900 Sw Greenburg Rd., Ste. 210, Tigard, OR 97223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Ins Co | Lake Oswego | OR | 01/2014 | 04/2019 |
| Princor Financial Services Corp | Lake Oswego | OR | 01/2014 | 04/2019 |
| The O.N. Equity Sales Company | Cincinnati | OH | 04/2019 | 03/2024 |
| Ohio National Financial Services | Cincinnati | OH | 02/2019 | 03/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2024 | Present |
1) KENNETH HOLLAND, 7128 SW GONZAGA ST, STE 220, PORTLAND, OR, 01/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 10 HR/MO, 10 HR/MO TRADING. 2) MOUNT HOOD FOREST HOME OWNERS ASSOCIATION, 14636 DORIS AVE, LAKE OSWEGO, OR, 01/2024, BOARD MEMBER, HOA, NIR, 5 HR/MO, 0 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 03/2024, AS ADVISORY REP OF AN RIA. INV REL, 160 HR/MO, 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-22 |
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