Alice Clara-mae Amick

Current Employers

Clg Llc

4821 E 2Nd Street, Long Beach, CA 90803 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-09-28

CA RA
APPROVED

Since 2023-09-28

Branch Locations

Whittier, CA • United States

4821 E 2Nd Street, Long Beach, CA 90803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisor Networks Llc	El Segundo	CA	01/2013	12/2023
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	12/2023
Clg, Llc	Long Beach	CA	09/2023	Present
Purshe Kaplan Sterling Investments	Albany	NY	01/2024	Present

01/2013 → 12/2023

Cetera Advisor Networks Llc

El Segundo, CA
06/2023 → 12/2023

Cetera Investment Advisers Llc

Schaumburg, IL
09/2023 → Present

Clg, Llc

Long Beach, CA
01/2024 → Present

Purshe Kaplan Sterling Investments

Albany, NY

Previous Registrations

2023-06-29 → 2023-12-31

Cetera Investment Advisers Llc

Whittier, CA
2014-11-14 → 2023-06-29

Cetera Wealth Services, Llc

Whittier, CA

La Habra Heights, CA

Cerritos, CA

Los Angeles, CA

Other Businesses

1. CLG, LLC. Investment Related. At the registered location. RIA. IAR.10/2023. 120. 60. IAR. 2. Fixed Insurance. Investment related. At the registered location. Fixed/Traditional Insurance. Agent. 10/2023. 10.10. Provide insurance advice based on the needs of client(s).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-12-07

S66 Uniform Combined State Law Examination

2012-12-07

Other Names

Alice Clara-Mae Leroy
Alice Clara-Mae Harper

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