Andrea Marie Pease

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-02-15
TX	RA	APPROVED_RES	2023-02-01
CT	RA	APPROVED	2023-01-31
NY	RA	APPROVED	2023-01-31

MA RA
APPROVED

Since 2023-02-15
TX RA
APPROVED_RES

Since 2023-02-01
CT RA
APPROVED

Since 2023-01-31
NY RA
APPROVED

Since 2023-01-31

Branch Locations

9 Monroe St, Unit #2, Northborough, MA 01532 • United States

4 Franklin Square, Ste B, Saratoga Springs, NY 12866 • United States

225 Oakland Rd, Suite 101, South Windsor, CT 06074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Professional Investors Network, Llc	South Windsor	CT	09/2002	Present
National Planning Corporation	Farmington	CT	03/2006	10/2017
Securities America, Inc.	South Windsor	CT	10/2017	Present
Securities America Advisors	South Windsor	CT	10/2017	Present
Lpl Financial Llc	South Windsor	CT	01/2023	Present

09/2002 → Present

Professional Investors Network, Llc

South Windsor, CT
03/2006 → 10/2017

National Planning Corporation

Farmington, CT
10/2017 → Present

Securities America, Inc.

South Windsor, CT
10/2017 → Present

Securities America Advisors

South Windsor, CT
01/2023 → Present

Lpl Financial Llc

South Windsor, CT

Previous Registrations

2017-10-13 → 2023-02-06

Securities America Advisors, Inc.

South Windsor, CT
2009-01-02 → 2017-10-17

National Planning Corporation

South Windsor, CT

Keene, NH

Other Businesses

1) 12/07/2022 - Professional Investors Network, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 12/07/2022 - Andrea Pease - Non-Variable Insurance - Selling: Life, Health, Disability, Long Term Care, Fixed Annuities, Health, Group benefits - South Windsor CT 06074 - Investment related - 10 Hours per month - Start date: 12/11/2022. 3) 07/05/2024 - ProEast Asset Management Intermediate, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 03/28/2024 - 1 Hour Per Month/ During Trading 4) 08/06/2024 - APKH Properties, LLC - Real Estate Rental - Investment Related - At Reported Business Location - Start Date 02/07/2024 - 1 Hour Per Month/ During Trading 5) 10/03/2024 -ProEast Asset Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/09/2002 - 160 Hours Per Month/ During Trading 6) 01/02/2025- ProEast Asset Management Intermediate, LLC- Business Entity For Tax/Investment Purposes Only- At Reported Business Location(s)- Start date 03/28/2024- 1 Hour Per Month- 1Hour During Trading 7) 12/23/2024- ProEast Asset Management Holdings, LLC- Business Entity For Tax/Investment Purposes Only- At Reported Business Location(s) - Start date 03/28/2024- 1 Hour Per Month- 1Hour During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-12-16
S63	Uniform Securities Agent State Law Examination	2007-11-19

S66 Uniform Combined State Law Examination

2008-12-16
S63 Uniform Securities Agent State Law Examination

2007-11-19

Other Names

Andrea Marie Kerr
Andrea M. Kerr

View on SEC IAPD