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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-31
  • NY RA
    APPROVED
    Since 2022-01-31

Branch Locations

724 Long Island Ave, Deer Park, NY 11729 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sunamerica Retirement Markets, Inc. Woodland Hills CA 05/2012 11/2016
Aig Capital Services, Inc. Woodland Hills CA 05/2012 11/2016
Commonwealth Financial Network Waltham MA 03/2017 04/2017
Unemployed Ann Arbor MI 11/2016 03/2017
Ptx Securities, Llc Plano TX 04/2017 12/2019
Sealy Investment Securities, Llc Dallas TX 12/2019 03/2020
Transamerica Capital, Inc Denver CO 03/2020 10/2020
Simplicity Financial Investment Services Houston TX 03/2021 09/2021
Unemployed Rockville Centre NY 10/2020 03/2021
Lpl Financial, Llc Deer Park NY 09/2021 06/2025
Wealth Enhancement Group Deer Park NY 09/2021 Present
Wealth Enhancement Brokerage Services Deer Park NY 09/2021 Present
Wealth Enhancement Advisory Services Deer Park NY 09/2021 Present
  • 05/2012 → 11/2016
    Sunamerica Retirement Markets, Inc.
    Woodland Hills, CA
  • 05/2012 → 11/2016
    Aig Capital Services, Inc.
    Woodland Hills, CA
  • 03/2017 → 04/2017
    Commonwealth Financial Network
    Waltham, MA
  • 11/2016 → 03/2017
    Unemployed
    Ann Arbor, MI
  • 04/2017 → 12/2019
    Ptx Securities, Llc
    Plano, TX
  • 12/2019 → 03/2020
    Sealy Investment Securities, Llc
    Dallas, TX
  • 03/2020 → 10/2020
    Transamerica Capital, Inc
    Denver, CO
  • 03/2021 → 09/2021
    Simplicity Financial Investment Services
    Houston, TX
  • 10/2020 → 03/2021
    Unemployed
    Rockville Centre, NY
  • 09/2021 → 06/2025
    Lpl Financial, Llc
    Deer Park, NY
  • 09/2021 → Present
    Wealth Enhancement Group
    Deer Park, NY
  • 09/2021 → Present
    Wealth Enhancement Brokerage Services
    Deer Park, NY
  • 09/2021 → Present
    Wealth Enhancement Advisory Services
    Deer Park, NY
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 09/20/2021 - 173 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-31
S63 Uniform Securities Agent State Law Examination 2002-11-08
  • S65 Uniform Investment Adviser Law Examination
    2022-01-31
  • S63 Uniform Securities Agent State Law Examination
    2002-11-08
Designations
Other Names
  • Scott Jamison Brown
  • Scott Brown

View on SEC IAPD

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