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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-01-31 |
Branch Locations
724 Long Island Ave, Deer Park, NY 11729 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sunamerica Retirement Markets, Inc. | Woodland Hills | CA | 05/2012 | 11/2016 |
| Aig Capital Services, Inc. | Woodland Hills | CA | 05/2012 | 11/2016 |
| Commonwealth Financial Network | Waltham | MA | 03/2017 | 04/2017 |
| Unemployed | Ann Arbor | MI | 11/2016 | 03/2017 |
| Ptx Securities, Llc | Plano | TX | 04/2017 | 12/2019 |
| Sealy Investment Securities, Llc | Dallas | TX | 12/2019 | 03/2020 |
| Transamerica Capital, Inc | Denver | CO | 03/2020 | 10/2020 |
| Simplicity Financial Investment Services | Houston | TX | 03/2021 | 09/2021 |
| Unemployed | Rockville Centre | NY | 10/2020 | 03/2021 |
| Lpl Financial, Llc | Deer Park | NY | 09/2021 | 06/2025 |
| Wealth Enhancement Group | Deer Park | NY | 09/2021 | Present |
| Wealth Enhancement Brokerage Services | Deer Park | NY | 09/2021 | Present |
| Wealth Enhancement Advisory Services | Deer Park | NY | 09/2021 | Present |
WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 09/20/2021 - 173 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-08 |
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