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Gary Segiet

LPl Financial LLC

Boulder, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-08
CO RA APPROVED 2005-02-18
  • TX RA
    APPROVED_RES
    Since 2020-06-08
  • CO RA
    APPROVED
    Since 2005-02-18

Branch Locations

Boulder, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Boulder CO 02/2005 Present
Amy Noel, Inc. Boulder CO 07/1998 09/2022
  • 02/2005 → Present
    Lpl Financial, Llc
    Boulder, CO
  • 07/1998 → 09/2022
    Amy Noel, Inc.
    Boulder, CO
Previous Registrations
  • 2005-06-09 → 2022-09-09
    Bloom Wealth Advisors
    Boulder, CO
  • 2003-01-16 → 2005-02-25
    A. G. Edwards & Sons, Inc.
    Broomfield, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-15
  • S66 Uniform Combined State Law Examination
    2003-01-15

View on SEC IAPD

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