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Christopher Michael Riffle

Mml Investors Services, LLC

Needham, MA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-03
RI RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2021-11-03
  • RI RA
    APPROVED
    Since 2017-03-25

Branch Locations

140 Kendrick Street Suite C310, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Wellesley MA 01/2015 03/2017
Mml Investors Services, Llc Needham MA 03/2017 Present
Massmutual Life Insurance Co Needham MA 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Wellesley, MA
  • 03/2017 → Present
    Needham, MA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Needham, MA
Previous Registrations
  • 2013-02-04 → 2018-04-05
    Overland Park,, KS
    Wellesley, MA
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Wellesley, MA
  • 2013-01-11 → 2015-01-02
    New England Securities
    Boston, MA
    Wellesley, MA
    Leominster, MA
    Boston, MA
    Wellesley, MA
  • 2010-12-07 → 2013-01-15
    Wellesley, MA
  • 2010-03-04 → 2010-11-04
    Sterling, VA
  • 2005-01-06 → 2009-02-10
    Wellesley, MA
    Boston, MA
    Wellesley, MA
    Wellesley, MA
Other Businesses

Name: Baystate Practice Management, LLC Inv rel: Y Add: 140 Kendrick Street, Building C, 3rd Floor East, Needham, MA 02494 Nature/Duties: S-Corp used for pass through for financial services Position: President Start date: 03/11/2026 No. HR/MO: 1 No. HR/MO during sec trading: 1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-18
  • S66 Uniform Combined State Law Examination
    2003-02-18
Designations
Other Names
  • Christopher Riffle
  • Christopher Riffle

View on SEC IAPD

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