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Current Employers
Robert Stephen Capital Management Llc

4111 S. Darlington Suite 120, Tulsa, OK 74135 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-12-09
  • OK RA
    APPROVED
    Since 2024-12-09

Branch Locations

Claremore, OK • United States

4111 S. Darlington Suite 120, Tulsa, OK 74135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Services International Corp Seattle WA 03/2014 Present
Streeter Moore & Stipe Llc Tulsa OK 04/2011 Present
  • 03/2014 → Present
    Financial Services International Corp
    Seattle, WA
  • 04/2011 → Present
    Streeter Moore & Stipe Llc
    Tulsa, OK
Previous Registrations
  • 2009-10-01 → 2014-04-01
    Tulsa, OK
    Claremore, OK
  • 2002-04-26 → 2009-09-30
    Cetera Investment Services Llc
    Oklahoma City, OK
    Ponca City, OK
    Oklahoma City, OK
    Claremore, OK
    Pryor, OK
    Owasso, OK
    Broken Arrow, OK
    Broken Arrow, OK
Other Businesses

1.THE REAL ESTATE AND TRADING CO INTERNATIONAL INC;NON-INVESTMENT RELATED,9825 SHADOWLAKE LANE, CLAREMORE OK 74017; COMMERCIAL REAL ESTATE ADVISEMENT; OWNER/PRESIDENT; 2/93 UNTIL PRESENT; CURRENTLY NO TIME DEVOTED TO IT.0 HRS/MO:0 HRS DURING TRADING 2. MCGUIRE WEALTH ADVISORS; NON-INVESTMENT RELATED; 9825 SHADOWLAKE LANE, CLAREMORE, OK 74017; FINANCIAL SERVICES; OWNER; STARTED 03/01/2013; DEVOTES WHATEVER TIME NECESSARY FOR THE SUPPORT OF HIS CLIENTS NEEDS. 3. STREETER, MOORE & STIPE, LLC; INVESTMENT RELATED; LOCATED AT 4111 S. DARLINGTON, SUITE 120, TULSA, OK 74135; INVESTMENT ADVISORY; REGISTRERED INVESTMENT ADVISOR; 03/31/2014; 40 HRS PER WEEK DEDICATED DURING TRADING HOURS EACH MONTH. 4. Robert Stephen Capital Management; INVESTMENT RELATED; LOCATED AT 4111 S. DARLINGTON, SUITE 120, TULSA, OK 74135; Devotes whatever time is necessary to service his financial services/insurance business. dBA of SMS 5. Classic Conversations, non-investment related; Provides tutoring around 3 hours per week during trading hours. Started 8/2016

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-17
  • S66 Uniform Combined State Law Examination
    2000-02-17
Other Names
  • Brian K Mc Guire
  • Brian K Mcguire

View on SEC IAPD

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