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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Los Angeles | CA | 06/2006 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 10/2009 | Present |
I*75555 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FARHANG FOUNDATION INVESTMENT RELATED: NO ADDRESS OF BUSINESS: TORRANCE, CALIFORNIA 90505 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 10/1/2014 NUMBER OF HOURS DEVOTED: 1 HOUR MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM A PART OF THE PATRONS COUNCIL. MY ROLE AND RESPONSIBILITY ARE LIMITED TO HELP THE FOUNDATION RAISE FUNDS. I WILL NOT HAVE ACCESS TO THEIR MONEY/NOR DO I MAKE ANY DECISIONS WITH THE FUNDS. I*9348 For profit or not for profit: Name of outside business organization: Rental Investment related: Address of business: Los Angeles, California 90049 Nature of business: Position, title, association: , Start date of relationship: 2/21/2020 Number of hours devoted: 2 hours Number of hours devoted during trading hours: 0 Duties: I*131638 For profit or not for profit: For-Profit Organization Name of outside business organization: 1504 S Carmona Ave LA CA 90019 Investment related: Y Address of business: Los Angeles, California 90049 Nature of business: LLC, Position, title, association: Other, LLC Manager Start date of relationship: 6/9/2020 Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 0 Duties: A new LLC was formed to hold this property. I*448478 Entity Type: For Profit Name of OBA: BenEmi Real Estate, LLC Address: Los Angeles, California, 90049 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 01/04/2021 Number of Hours: 0.33, Monthly Number of Hours during trading: 0 Duties: Family Wealth Vehicle manage my families investment
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-10 |
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