Best Investors Account Sign in
Inactive

Calvin Lee

Penserra Wealth Management

San Francisco, CA

Claim This Profile
Current Employers
Penserra Wealth Management

4 Orinda Way, 100-A, Orinda, CA 94563 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-06-07
  • CA RA
    APP_PEND_IARCE
    Since 2026-06-07

Branch Locations

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penserra Wealth Management Llc San Francisco CA 06/2026 Present
Unemployed San Francisco CA 11/2025 05/2026
Penserra Securities, Llc Orinda CA 08/2014 01/2020
Shum Financial Group, Inc. Alameda CA 04/2021 01/2022
Ryedale Berkeley CA 08/2019 04/2021
Gamma Investing Llc San Mateo CA 01/2022 10/2025
  • 06/2026 → Present
    Penserra Wealth Management Llc
    San Francisco, CA
  • 11/2025 → 05/2026
    Unemployed
    San Francisco, CA
  • 08/2014 → 01/2020
    Penserra Securities, Llc
    Orinda, CA
  • 04/2021 → 01/2022
    Shum Financial Group, Inc.
    Alameda, CA
  • 08/2019 → 04/2021
    Ryedale
    Berkeley, CA
  • 01/2022 → 10/2025
    Gamma Investing Llc
    San Mateo, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-08
S63 Uniform Securities Agent State Law Examination 2008-01-07
  • S65 Uniform Investment Adviser Law Examination
    2020-09-08
  • S63 Uniform Securities Agent State Law Examination
    2008-01-07
Designations
Other Names
  • Calvin Lee
  • Calvin Lee

View on SEC IAPD

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor