Michael Gene Conway

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-09-19
MO	RA	APPROVED	2004-07-14

TX RA
APPROVED_RES

Since 2023-09-19
MO RA
APPROVED

Since 2004-07-14

Branch Locations

101 Kennedy Dr, Sikeston, MO 63801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Schaumburg	IL	10/2002	Present
Conway & Co., Llc.	Sikeston	MO	04/2005	08/2023
Cetera Investment Advisers Llc	Schaumburg	IL	07/2004	Present
Anderson & Green Insurance Agency	Sikeston	MO	06/2010	Present
Conway And Clay, Llc	Sikeston	MO	09/2023	Present
Triple C Wealth Management Llc	Sikeston	MO	01/2026	Present

10/2002 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
04/2005 → 08/2023

Conway & Co., Llc.

Sikeston, MO
07/2004 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
06/2010 → Present

Anderson & Green Insurance Agency

Sikeston, MO
09/2023 → Present

Conway And Clay, Llc

Sikeston, MO
01/2026 → Present

Triple C Wealth Management Llc

Sikeston, MO

Other Businesses

1) NAME OF OTHER BUSINESS: CONWAY AND CLAY, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CPA PRACTICE; START DATE: 9/2023; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: TAX, ACCOUNTING, BOOKKEEPING SERVICES, & POA ON TAX RELATED MATTERS; 2)ANDERSON AND GREEN INSURANCE AGENCY; NON INV RELATED; SIKESTON, MO; INSURANCE AGENCY; AGENT- RENEWALS ONLY THROUGH ANTHEM BCBS; START DATE OF 06/2010; 10 HRS/ MONTH: 3) NAME OF OTHER BUSINESS: BLOOMFIELD ASSISTANCE LEAGUE OF THE MISSOURI VETERANS CEMETARY, INC; INVESTMENT RELATED: NO; ADDRESS: 17357 STARS & STRIPES WAY BOOMFIELD MO 63825; NATURE OF BUSINESS: CHARITABLE; START DATE: 11/2020; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: TAKE THE MINUTES FOR THE MEETINGS; 4) NAME OF OTHER BUSINESS: CONWAY AND CLAY RENTALS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY, PAY BILLS FOR THE ENTITY, PREPARE TAX RETURNS; 5) NAME OF OTHER BUSINESS: TRIPLE C WEALTH MANAGEMENT LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2026, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-11-07

S66 Uniform Combined State Law Examination

2002-11-07