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101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-05 |
| WI | RA | APPROVED | 2023-12-26 |
Branch Locations
101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Milwaukee | WI | 02/2018 | 01/2019 |
| Mtg Capital | Franklin | WI | 04/2011 | 01/2018 |
| Bank Of America, N.A. | Milwaukee | WI | 06/2018 | 01/2019 |
| Charles Schwab & Co., Inc. | Milwaukee | WI | 02/2019 | 11/2023 |
| Charles Schwab Bank | Milwaukee | WI | 02/2019 | 11/2023 |
| Zacks Investment Management, Inc. | Chicago | IL | 11/2023 | Present |
| Lbmz Securities, Inc. | Chicago | IL | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-04 |
| S65 | Uniform Investment Adviser Law Examination | 2001-03-12 |
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